| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-09-01 | 2026-01-01 |
| RO | 提供自動化交易服務 | 2025-09-01 | 2026-01-01 | |
| Rep | 期貨合約交易 | 2025-09-01 | 2026-01-01 | |
| RO | 證券交易 | 2025-09-01 | 2026-01-01 | |
| RO | 提供自動化交易服務 | 2021-11-10 | 2025-08-31 | |
| Rep | 就證券提供意見 | 2016-05-04 | 2025-08-31 | |
| RO | 證券交易 | 2010-05-10 | 2025-08-31 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2005-10-24 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2005-10-24 | 2010-05-10 |