| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | RO | 提供資產管理 | 2019-11-13 | 2022-04-01 |
| CHIEF SECURITIES LIMITED | RO | 提供資產管理 | 2019-11-13 | 2022-04-01 |
| CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | Rep | 提供資產管理 | 2013-09-30 | 2019-11-13 |
| CHIEF COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | 2008-09-17 | 2022-04-01 |
| Rep | 期貨合約交易 | 2008-09-17 | 2022-04-01 | |
| CHIEF SECURITIES LIMITED | Rep | 提供資產管理 | 2008-09-17 | 2019-11-13 |
| Rep | 就證券提供意見 | 2008-09-17 | 2022-04-01 | |
| Rep | 證券交易 | 2007-06-18 | 2022-04-01 |