Personnel SFC Licences and HKMA Registrations (ID 72956)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Everbright Securities Investment Services (HK) Limited	Rep	提供資產管理	2023-11-08	-
Everbright Securities Digital Finance (HK) Limited	Rep	證券交易	2019-11-19	-
Everbright Securities Investment Services (HK) Limited	Rep	就證券提供意見	2018-08-16	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2018-05-16	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2018-05-16	-
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2015-05-28	-
Bright Fund Management Limited	Rep	提供資產管理	2015-04-27	2023-08-31
CES Commodities (HK) Limited	Rep	期貨合約交易	2015-03-24	-
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2015-03-24	-
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2014-11-11	2015-03-06
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	證券交易	2014-11-11	2015-03-06
CHIEF COMMODITIES LIMITED	Rep	期貨合約交易	2009-12-02	2014-07-25
CHIEF SECURITIES LIMITED	Rep	證券交易	2009-12-02	2014-07-25
CHRISTFUND FUTURES LIMITED	Rep	期貨合約交易	2007-10-23	2009-11-22
CHRISTFUND SECURITIES LIMITED	Rep	證券交易	2007-10-23	2009-11-22
CITIC Securities Brokerage (HK) Limited	Rep	證券交易	2004-04-19	2006-09-06
CITIC Securities Futures (HK) Limited	Rep	期貨合約交易	2004-04-19	2006-09-06
CES Commodities (HK) Limited	Rep	就期貨合約提供意見	2003-04-01	2004-01-19
	Rep	提供資產管理	2003-04-01	2004-01-19
	Rep	期貨合約交易	2003-04-01	2004-02-26
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2003-04-01	2004-02-26
Everbright Securities Investment Services (HK) Limited	Rep	提供自動化交易服務	2003-04-01	2003-07-07
	Rep	就機構融資提供意見	2003-04-01	2004-01-19
	Rep	就證券提供意見	2003-04-01	2004-01-19
	Rep	提供資產管理	2003-04-01	2004-01-19
	Rep	證券交易	2003-04-01	2004-02-26

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

金管局記錄暫時無法載入，請稍後重試。