Personnel Hong Kong SFC License Details (ID 72961)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
Wealth Link Securities Limited	RO	就證券提供意見	2025-03-25	2026-05-04
	RO	證券交易	2025-03-25	2026-05-04
China Enterprise Securities Company Limited	RO	就期貨合約提供意見	2024-05-23	2025-02-28
	RO	就證券提供意見	2024-05-23	2025-02-28
	RO	期貨合約交易	2024-05-23	2025-02-28
	RO	證券交易	2024-05-23	2025-02-28
Fiduciary Securities Limited	RO	就證券提供意見	2022-05-13	2023-02-10
	RO	證券交易	2022-05-13	2023-02-10
SDG Securities (HK) Limited	RO	就證券提供意見	2020-05-22	2021-10-03
	RO	就期貨合約提供意見	2020-01-17	2021-10-03
	RO	期貨合約交易	2020-01-17	2021-10-03
SDG Futures (HK) Limited	RO	期貨合約交易	2018-08-16	2019-10-29
SDG Securities (HK) Limited	RO	證券交易	2018-08-16	2021-10-03
LERTHAI Securities (Hong Kong) Limited	RO	期貨合約交易	2017-08-15	2018-03-02
	RO	證券交易	2017-08-15	2018-03-02
	Rep	期貨合約交易	2017-07-21	2017-08-15
	Rep	證券交易	2017-07-21	2017-08-15
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2014-07-25	2017-07-15
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2014-07-25	2017-07-15
CHIEF COMMODITIES LIMITED	Rep	期貨合約交易	2011-08-03	2014-03-15
CHIEF SECURITIES LIMITED	Rep	證券交易	2011-08-03	2014-03-15
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2010-06-30	2011-06-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	就期貨合約提供意見	2009-03-10	2010-06-17
	Rep	期貨合約交易	2007-10-18	2011-07-16
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2007-10-18	2011-07-16