Personnel Hong Kong SFC License Details (ID 72962)

Personnel Hong Kong SFC License Details (ID 72962)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2018-02-28	2019-06-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2018-02-28	2019-02-01
Bright Fund Management Limited	Rep	提供資產管理	2015-07-23	2020-01-05
CES Commodities (HK) Limited	Rep	期貨合約交易	2015-01-23	2020-01-05
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2015-01-23	2020-01-05
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2015-01-23	2020-01-05
DBS VICKERS (HONG KONG) LIMITED	Rep	期貨合約交易	2013-08-19	2015-01-07
	Rep	證券交易	2013-08-19	2015-01-07
CHIEF SECURITIES LIMITED	Rep	就證券提供意見	2011-12-20	2013-08-06
CHIEF COMMODITIES LIMITED	Rep	期貨合約交易	2010-06-17	2013-08-06
CHIEF SECURITIES LIMITED	Rep	證券交易	2010-06-17	2013-08-06
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2009-09-14	2010-06-03
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2009-08-18	2010-06-03
Nerico Brothers Limited (HK)	Rep	證券交易	2008-10-03	2009-03-06