| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | RO | 就期貨合約提供意見 | 2025-09-01 | - |
| Rep | 就證券提供意見 | 2025-09-01 | - | |
| RO | 期貨合約交易 | 2025-09-01 | - | |
| RO | 證券交易 | 2025-09-01 | - | |
| CHIEF COMMODITIES LIMITED | RO | 就期貨合約提供意見 | 2019-01-07 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | RO | 證券交易 | 2019-01-07 | 2025-08-31 |
| CHIEF COMMODITIES LIMITED | RO | 就期貨合約提供意見 | 2018-02-06 | 2018-08-06 |
| CHIEF SECURITIES LIMITED | RO | 證券交易 | 2018-02-06 | 2018-08-06 |
| Rep | 就證券提供意見 | 2016-05-04 | 2025-08-31 | |
| CHIEF COMMODITIES LIMITED | RO | 期貨合約交易 | 2012-03-23 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2007-09-17 | 2018-02-06 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2005-09-30 | 2012-03-23 |
已採集記錄中暫無金管局登記。