| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2020-04-16 | - |
| RO | 證券交易 | 2020-04-16 | - | |
| Rep | 就證券提供意見 | 2019-01-24 | 2020-04-16 | |
| Rep | 證券交易 | 2018-12-11 | 2020-04-16 | |
| ABCI Securities Company Limited | Rep | 證券交易 | 2015-08-14 | 2018-10-16 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2003-12-30 | 2015-07-21 |
| CHIEF SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-21 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-14 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2015-07-21 | |
| Rep | 證券交易 | 2003-04-01 | 2015-07-21 |
已採集記錄中暫無金管局登記。