| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-09-28 | 2015-01-23 |
| Rep | 證券交易 | 2012-09-28 | 2015-01-23 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-03-11 | 2012-09-20 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2011-03-11 | 2012-09-20 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-10-28 | 2011-02-26 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-10-28 | 2011-02-26 |