| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sky Wealth Asset Management Company Limited | RO | 就證券提供意見 | 2026-07-30 | - |
| RO | 提供資產管理 | 2026-07-30 | - | |
| CHIEF COMMODITIES LIMITED | RO | 就期貨合約提供意見 | 2019-12-23 | 2025-07-01 |
| CHIEF SECURITIES LIMITED | RO | 就證券提供意見 | 2019-12-23 | 2025-07-01 |
| CHIEF COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | 2014-08-22 | 2019-12-23 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-08-22 | 2019-12-23 |
| Rep | 提供資產管理 | 2008-05-21 | 2025-07-01 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-07-09 | 2025-07-01 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2005-09-20 | 2025-07-01 |