| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-01-28 | 2011-11-01 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2010-01-28 | 2011-11-01 |
| HUA NAN SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-06-16 | 2010-01-22 |
| Rep | 證券交易 | 2009-06-16 | 2010-01-22 | |
| KuCoin Commodity Futures Limited | Rep | 期貨合約交易 | 2008-12-16 | 2009-06-08 |
| KuCoin HK Limited | Rep | 證券交易 | 2007-10-24 | 2009-06-08 |