| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 證券交易 | 2026-09-16 | - |
| Goldhorse Securities Limited | RO | 就證券提供意見 | 2021-10-04 | 2022-09-26 |
| RO | 證券交易 | 2021-10-04 | 2022-09-26 | |
| MIGHTY DIVINE SECURITIES LIMITED | RO | 證券交易 | 2021-03-03 | 2021-04-07 |
| Thunder Stone Securities (Hong Kong) Limited | RO | 證券交易 | 2018-08-23 | 2019-08-16 |
| Forwin Futures Group Limited | RO | 期貨合約交易 | 2017-03-10 | 2017-07-31 |
| Forwin Securities Group Limited | RO | 證券交易 | 2017-03-10 | 2017-07-31 |
| XIN HUA SECURITIES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2016-10-18 | 2016-12-18 |
| RO | 期貨合約交易 | 2016-10-18 | 2016-12-18 | |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-04-29 | 2016-10-16 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-12-24 | 2016-10-16 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2007-11-16 | 2016-10-16 |
已採集記錄中暫無金管局登記。