| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 期貨合約交易 | 2026-05-07 | - |
| Rep | 就證券提供意見 | 2025-10-20 | - | |
| Rep | 證券交易 | 2025-10-20 | - | |
| Rep | 提供資產管理 | 2023-04-27 | - | |
| RO | 就證券提供意見 | 2023-04-27 | 2025-10-20 | |
| RO | 證券交易 | 2023-04-27 | 2025-10-20 | |
| Rep | 就證券提供意見 | 2019-10-29 | 2023-04-27 | |
| Rep | 證券交易 | 2019-10-29 | 2023-04-27 | |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-05-04 | 2017-11-09 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2008-10-28 | 2017-11-09 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2007-08-15 | 2017-11-09 |