Au, Ho Ki 歐浩基
證監會中央編號:AQG675
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | 提供資產管理 | 2024-01-18 | - |
| RO | 就證券提供意見 | 2023-05-23 | - | |
| RO | 證券交易 | 2023-05-23 | - | |
| Rep | 就證券提供意見 | 2022-05-03 | 2023-05-23 | |
| Rep | 證券交易 | 2022-05-03 | 2023-05-23 | |
| Rep | 提供資產管理 | 2022-03-23 | 2024-01-18 | |
| Gentleman Capital Limited | Rep | 提供資產管理 | 2021-06-03 | 2022-02-28 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2016-10-25 | 2021-03-25 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-10-25 | 2021-03-25 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2015-06-22 | 2016-10-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2015-03-18 | 2016-10-15 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2010-12-20 | 2013-09-28 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-01-14 | 2009-03-25 |
已採集記錄中暫無金管局登記。