| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Qogir (Hong Kong) Limited | Rep | 證券交易 | 2021-12-13 | 2023-02-10 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2007-01-11 | 2019-07-15 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-01-27 | 2007-01-08 |
| Rep | 就機構融資提供意見 | - | 2004-05-05 | |
| Rep | 就證券提供意見 | - | 2004-05-05 | |
| Rep | 提供資產管理 | - | 2004-05-05 | |
| Rep | 提供自動化交易服務 | - | 2004-05-05 | |
| Rep | 證券交易 | - | 2004-07-30 |