| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA FINANCE HOLDINGS LIMITED | RO | 證券交易 | 2017-07-07 | 2020-03-28 |
| Rep | 證券交易 | 2017-05-17 | 2017-07-07 | |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-05-17 | 2017-01-19 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2014-12-10 | 2017-01-19 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2010-05-24 | 2017-01-19 |