| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Glory Sun Securities Limited | Rep | 期貨合約交易 | 2018-05-25 | 2021-07-20 |
| Rep | 證券交易 | 2017-09-22 | 2021-07-20 | |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2004-01-15 | 2017-09-09 |
| Ho Fung Shares Investment Company | Rep | 就機構融資提供意見 | - | 2003-07-28 |
| Rep | 就證券提供意見 | - | 2003-07-28 | |
| Rep | 提供資產管理 | - | 2003-07-28 | |
| Rep | 證券交易 | - | 2004-01-15 |