| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 就期貨合約提供意見 | 2025-09-01 | - |
| Rep | 就證券提供意見 | 2025-09-01 | - | |
| CHIEF COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | 2015-03-31 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-05-19 | 2025-08-31 |
| Rep | 證券交易 | 2010-12-08 | 2019-08-27 |