| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TradeGo Markets Limited | RO | 提供自動化交易服務 | 2023-06-02 | - |
| RO | 證券交易 | 2023-06-02 | - | |
| Rep | 提供自動化交易服務 | 2023-04-27 | 2023-06-02 | |
| Rep | 證券交易 | 2023-04-27 | 2023-06-02 | |
| Qogir (Hong Kong) Limited | RO | 就證券提供意見 | 2021-06-11 | 2023-03-31 |
| RO | 提供資產管理 | 2021-06-11 | 2023-03-31 | |
| RO | 證券交易 | 2021-06-11 | 2023-03-31 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2020-04-15 | 2021-02-28 |
| Wonderland International Asset Management Limited | Rep | 提供資產管理 | 2019-01-10 | 2021-02-28 |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 期貨合約交易 | 2018-10-02 | 2021-02-28 |
| RO | 證券交易 | 2018-01-17 | 2021-02-28 | |
| SHENG YUAN SECURITIES LIMITED | RO | 證券交易 | 2017-10-18 | 2017-11-10 |
| RO | 期貨合約交易 | 2017-03-20 | 2017-11-10 | |
| Rep | 期貨合約交易 | 2017-01-18 | 2017-03-20 | |
| Rep | 證券交易 | 2017-01-18 | 2017-10-18 | |
| Rep | 就證券提供意見 | 2017-01-18 | 2017-11-10 | |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-05-18 | 2017-01-01 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-04-27 | 2017-01-01 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2007-07-04 | 2017-01-01 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2006-11-30 | 2007-06-21 |
已採集記錄中暫無金管局登記。