| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SELINA & CO. LIMITED (HK) | RO | 證券交易 | 2022-11-10 | - |
| Cityline Securities Limited | RO | 證券交易 | 2018-10-31 | 2021-10-31 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2006-04-04 | 2018-09-21 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-05 | |
| Rep | 證券交易 | 2003-04-01 | 2006-03-17 |