| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KuCoin Commodity Futures Limited | Rep | 期貨合約交易 | 2021-06-25 | 2021-09-13 |
| KuCoin HK Limited | Rep | 證券交易 | 2021-06-25 | 2021-09-13 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2009-09-23 | 2015-02-17 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-02-29 | 2009-09-10 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2007-08-31 | 2008-02-18 |
| Rep | 期貨合約交易 | 2007-03-21 | 2008-02-18 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-03-21 | 2008-02-18 |