| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED | RO | 就證券提供意見 | 2010-05-13 | 2012-11-16 |
| RO | 提供資產管理 | 2010-05-13 | 2012-11-16 | |
| RO | 證券交易 | 2010-05-13 | 2012-11-16 | |
| Rep | 證券交易 | 2009-10-21 | 2010-05-13 | |
| Rep | 就證券提供意見 | 2009-09-04 | 2010-05-13 | |
| Rep | 提供資產管理 | 2009-09-04 | 2010-05-13 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2009-06-25 | 2009-07-31 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2004-09-08 | 2006-03-10 |
| Rep | 證券交易 | 2004-09-08 | 2006-03-10 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 提供資產管理 | 2003-10-27 | 2004-08-31 |