| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2026-04-22 | - |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2026-04-22 | - |
| Chiyu International Capital Limited | RO | 就機構融資提供意見 | 2022-12-23 | 2026-03-31 |
| RO | 就證券提供意見 | 2022-12-23 | 2026-03-31 | |
| RO | 證券交易 | 2022-12-23 | 2026-03-31 | |
| Rep | 就機構融資提供意見 | 2022-12-05 | 2022-12-23 | |
| Rep | 就證券提供意見 | 2022-12-05 | 2022-12-23 | |
| Rep | 證券交易 | 2022-12-05 | 2022-12-23 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | 證券交易 | 2020-05-27 | 2022-07-01 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | 證券交易 | 2020-05-27 | 2022-07-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2020-03-16 | 2020-05-27 |
| Rep | 就證券提供意見 | 2020-03-16 | 2022-07-01 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 證券交易 | 2020-03-16 | 2020-05-27 |
| Rep | 就機構融資提供意見 | 2020-03-16 | 2022-07-01 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2017-01-05 | 2020-02-09 |
| Rep | 就證券提供意見 | 2016-11-28 | 2020-02-09 | |
| Rep | 證券交易 | 2016-11-28 | 2020-02-09 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就證券提供意見 | 2011-08-30 | 2016-10-26 |
| Rep | 證券交易 | 2011-08-30 | 2016-10-26 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2011-08-30 | 2016-10-26 |
| Rep | 證券交易 | 2011-08-30 | 2016-10-26 |
已採集記錄中暫無金管局登記。