| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | RO | 就證券提供意見 | 2025-07-28 | - |
| RO | 期貨合約交易 | 2025-07-28 | - | |
| RO | 證券交易 | 2025-07-28 | - | |
| Rep | 就證券提供意見 | 2023-02-15 | 2025-07-28 | |
| Rep | 期貨合約交易 | 2022-09-09 | 2025-07-28 | |
| Rep | 證券交易 | 2022-09-09 | 2025-07-28 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2020-09-17 | 2022-07-31 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-08-07 | 2022-07-31 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2018-12-28 | 2020-07-30 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2018-10-11 | 2018-11-21 |
| Rep | 證券交易 | 2018-08-09 | 2018-11-21 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2016-06-22 | 2018-07-27 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-02-05 | 2016-06-06 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-02-05 | 2016-06-06 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-01-30 | 2016-01-31 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-01-30 | 2016-01-31 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2010-10-11 | 2013-01-23 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2010-10-11 | 2013-01-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2009-12-23 | 2010-09-25 |
| Rep | 期貨合約交易 | 2009-09-09 | 2010-09-25 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-09-09 | 2010-09-25 |
| Rep | 證券交易 | 2009-09-09 | 2010-09-25 |
已採集記錄中暫無金管局登記。