| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供資產管理 | 2011-10-24 | 2017-04-25 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2011-08-29 | 2017-04-25 |
| Rep | 槓桿式外匯交易 | 2011-08-29 | 2017-04-25 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2011-08-29 | 2017-04-25 |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2011-05-03 | 2011-08-01 |
| Rep | 期貨合約交易 | 2008-05-15 | 2011-08-01 | |
| Rep | 證券交易 | 2007-11-01 | 2011-08-01 |