| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 期貨合約交易 | 2018-01-23 | - |
| RO | 證券交易 | 2018-01-23 | - | |
| Rep | 期貨合約交易 | 2017-10-26 | 2018-01-23 | |
| Rep | 證券交易 | 2017-10-26 | 2018-01-23 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 證券交易 | 2017-05-24 | 2017-10-17 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | 就期貨合約提供意見 | 2017-04-25 | 2017-10-17 |
| RO | 期貨合約交易 | 2014-08-11 | 2017-10-17 | |
| RO | 槓桿式外匯交易 | 2012-04-03 | 2017-10-17 | |
| Rep | 槓桿式外匯交易 | 2004-01-02 | 2012-04-03 | |
| Rep | 期貨合約交易 | 2003-11-06 | 2014-08-11 | |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2004-03-18 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-25 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-25 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-25 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-25 | |
| Rep | 證券交易 | 2003-04-01 | 2017-05-24 |
已採集記錄中暫無金管局登記。