| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2017-10-31 | 2019-02-08 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2017-10-31 | 2019-02-08 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2004-12-13 | 2019-12-31 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2004-04-21 | 2004-10-04 |
| Rep | 證券交易 | 2004-04-21 | 2019-12-31 | |
| ORIENT SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-21 |
| Rep | 就證券提供意見 | - | 2003-07-21 | |
| Rep | 提供資產管理 | - | 2003-07-21 | |
| Rep | 提供自動化交易服務 | - | 2003-07-21 | |
| Rep | 證券交易 | - | 2003-07-21 |