| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2010-07-02 | 2011-10-01 |
| Rep | 槓桿式外匯交易 | 2010-06-07 | 2011-10-01 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2010-06-07 | 2011-10-01 |
| WILSON SECURITIES LIMITED | Rep | 證券交易 | 2010-05-03 | 2010-05-17 |
| BWC FOREX LIMITED | Rep | 槓桿式外匯交易 | 2010-03-24 | 2010-05-17 |
| Hafoo Securities Limited | Rep | 證券交易 | 2010-01-15 | 2010-05-17 |