| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| I Win Asset Management Limited | Rep | 就證券提供意見 | 2026-07-20 | - |
| Rep | 提供資產管理 | 2026-07-20 | - | |
| I WIN SECURITIES LIMITED | Rep | 證券交易 | 2026-03-17 | - |
| QFIN HK Limited | RO | 就證券提供意見 | 2022-06-09 | 2025-11-05 |
| RO | 期貨合約交易 | 2022-06-09 | 2025-11-05 | |
| RO | 證券交易 | 2022-06-09 | 2025-11-05 | |
| Rep | 就證券提供意見 | 2020-12-03 | 2022-06-09 | |
| Rep | 期貨合約交易 | 2020-12-03 | 2022-06-09 | |
| Rep | 證券交易 | 2020-12-03 | 2022-06-09 | |
| Rep | 提供資產管理 | 2020-12-03 | 2025-11-05 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2017-10-17 | 2020-10-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2017-10-17 | 2020-10-30 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2009-12-22 | 2020-10-30 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2009-12-22 | 2020-10-30 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-04-15 | 2009-12-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-04-15 | 2009-12-14 |
已採集記錄中暫無金管局登記。