Personnel Hong Kong SFC License Details (ID 73192)

Personnel Hong Kong SFC License Details (ID 73192)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Aden Financial Group Limited	RO	期貨合約交易	2018-10-30	2020-04-30
	RO	證券交易	2018-10-30	2020-04-30
KuCoin Commodity Futures Limited	RO	期貨合約交易	2017-01-27	2018-06-02
KuCoin HK Limited	RO	證券交易	2017-01-27	2018-06-02
KuCoin Commodity Futures Limited	Rep	期貨合約交易	2016-11-08	2017-01-27
KuCoin HK Limited	Rep	證券交易	2016-11-08	2017-01-27
Soochow Securities International Brokerage Limited	Rep	證券交易	2012-10-18	2016-10-27
Soochow Securities International Futures Limited	Rep	期貨合約交易	2012-10-18	2016-10-27
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2006-11-09	2012-10-04
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2006-10-03	2012-10-04
	Rep	槓桿式外匯交易	2006-10-03	2012-10-04
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	槓桿式外匯交易	2005-06-22	2006-09-15
EMPEROR FUTURES LIMITED	Rep	期貨合約交易	2005-05-21	2006-09-15