| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2013-11-28 | 2014-11-08 |
| Rep | 證券交易 | 2013-11-28 | 2014-11-08 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2011-06-15 | 2013-11-14 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2011-06-15 | 2013-11-14 |