| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GEO Securities Limited | Rep | 證券交易 | 2019-03-11 | 2019-10-31 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2018-01-15 | 2018-12-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2017-12-14 | 2018-12-21 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2004-06-02 | 2018-12-21 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2004-03-11 | 2004-09-21 |
| Rep | 證券交易 | 2004-03-11 | 2018-12-21 | |
| OPEN ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2003-10-28 | 2004-02-28 |
| Open Securities Limited | RO | 證券交易 | - | 2004-02-28 |