| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2018-01-22 | 2025-06-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2017-11-20 | - |
| Rep | 證券交易 | 2017-11-20 | - | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2011-08-30 | 2024-12-31 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2008-07-29 | - |
| Rep | 就證券提供意見 | 2008-06-25 | 2024-02-23 | |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-02-01 | 2008-06-14 |
已採集記錄中暫無金管局登記。