| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-09-19 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2023-08-04 | - |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2020-01-16 | 2023-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2020-01-16 | 2023-06-30 |
| RO | 證券交易 | 2017-11-03 | 2020-01-16 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 證券交易 | 2007-12-18 | 2020-01-16 |
| Rep | 證券交易 | 2007-10-09 | 2007-12-18 | |
| CITIC Securities Brokerage (HK) Limited | RO | 提供自動化交易服務 | 2003-04-01 | 2004-03-11 |
| RO | 證券交易 | 2003-04-01 | 2007-09-20 |