| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2019-10-02 | - |
| Rep | 證券交易 | 2019-09-17 | - | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2019-09-17 | - |
| AFG Securities Limited | Rep | 證券交易 | 2017-11-21 | 2019-08-04 |
| Alpha Financial Group Limited | Rep | 證券交易 | 2017-11-21 | 2019-08-04 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-06-27 | 2017-10-28 |
| Rep | 就證券提供意見 | 2017-06-27 | 2017-10-28 | |
| Rep | 證券交易 | 2017-05-19 | 2017-10-28 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2010-05-10 | 2017-04-30 |