| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2023-12-11 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2017-09-15 | 2023-12-01 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2007-09-17 | 2023-12-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2003-09-23 | 2007-08-15 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-21 | |
| Rep | 證券交易 | 2003-04-01 | 2003-07-21 |
已採集記錄中暫無金管局登記。