| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JT CAPITAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2026-01-08 | - |
| RO | 提供資產管理 | 2026-01-08 | - | |
| Changjiang Securities Brokerage (HK) Limited | RO | 就期貨合約提供意見 | 2016-07-26 | 2024-06-10 |
| RO | 期貨合約交易 | 2016-07-26 | 2024-06-10 | |
| Changjiang Asset Management (HK) Limited | RO | 就證券提供意見 | 2014-04-04 | 2024-06-10 |
| RO | 提供資產管理 | 2014-04-04 | 2024-06-10 | |
| Changjiang Futures (HK) Limited | RO | 就期貨合約提供意見 | 2014-01-03 | 2024-06-10 |
| RO | 期貨合約交易 | 2014-01-03 | 2024-06-10 | |
| Changjiang Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2014-01-03 | 2024-06-10 |
| RO | 證券交易 | 2014-01-03 | 2024-06-10 | |
| CHINA FINANCE HOLDINGS LIMITED | RO | 證券交易 | 2011-08-25 | 2013-02-15 |
| Finet Securities Limited | RO | 期貨合約交易 | 2010-06-14 | 2013-02-15 |
| RO | 證券交易 | 2010-06-14 | 2013-02-15 | |
| Rep | 期貨合約交易 | 2010-03-22 | 2010-06-14 | |
| Rep | 證券交易 | 2010-03-22 | 2010-06-14 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2008-03-26 | 2010-03-12 |
| CINDA INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2005-12-22 | 2010-03-12 |
| CINDA INTERNATIONAL FUTURES LIMITED | RO | 就期貨合約提供意見 | 2003-04-01 | 2003-07-29 |
| RO | 提供資產管理 | 2003-04-01 | 2003-07-29 | |
| RO | 期貨合約交易 | 2003-04-01 | 2010-03-12 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-29 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-29 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-29 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-29 | |
| Rep | 證券交易 | 2003-04-01 | 2005-12-22 |
金管局記錄暫時無法載入，請稍後重試。