| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2011-01-24 | 2013-11-29 |
| RO | 提供資產管理 | 2011-01-24 | 2013-11-29 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2010-03-29 | 2013-11-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2009-05-18 | 2010-02-20 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2003-10-03 | 2004-01-12 |
| Rep | 就證券提供意見 | 2003-10-03 | 2004-01-12 |