| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2025-04-25 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2018-11-15 | - |
| Rep | 證券交易 | 2018-11-15 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-11-22 | 2011-09-30 |
| Rep | 提供資產管理 | 2010-11-22 | 2011-09-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2010-11-22 | 2011-09-30 |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2004-05-22 | 2010-10-31 |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2004-02-25 | 2004-05-05 |
已採集記錄中暫無金管局登記。