| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 提供資產管理 | 2007-11-26 | 2008-12-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2007-11-26 | 2012-05-30 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-04-24 | 2007-11-09 |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2006-04-26 | 2007-04-02 |
| Rep | 期貨合約交易 | 2006-04-26 | 2007-04-02 | |
| Rep | 證券交易 | 2006-04-26 | 2007-04-02 |