| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 提供資產管理 | 2017-12-29 | - |
| Rep | 就證券提供意見 | 2017-08-04 | - | |
| Rep | 證券交易 | 2017-08-04 | - | |
| Rep | 提供資產管理 | 2017-08-04 | 2017-12-29 | |
| Rep | 期貨合約交易 | 2017-08-04 | 2026-04-20 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2015-01-29 | 2016-05-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 提供資產管理 | 2006-07-13 | 2008-12-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2006-07-13 | 2016-05-30 |
已採集記錄中暫無金管局登記。