| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-05-29 | - |
| Rep | 證券交易 | 2025-05-29 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2015-12-16 | 2017-12-29 |
| Rep | 就證券提供意見 | 2015-12-16 | 2017-12-29 | |
| Rep | 證券交易 | 2015-12-16 | 2017-12-29 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2008-11-18 | 2015-03-19 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2008-03-12 | 2008-10-16 |
已採集記錄中暫無金管局登記。