| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-01-21 | 2013-10-03 |
| Rep | 提供資產管理 | 2013-01-21 | 2013-10-03 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2013-01-21 | 2013-10-03 |
| Rep | 證券交易 | 2010-01-22 | 2013-10-03 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2006-06-12 | 2009-12-17 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2006-06-12 | 2009-12-17 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2004-10-15 | 2006-05-27 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2004-03-29 | 2006-05-27 |