| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2015-07-13 | - |
| Rep | 期貨合約交易 | 2015-07-13 | - | |
| Rep | 證券交易 | 2015-07-13 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2012-08-15 | 2015-04-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2007-08-29 | 2015-04-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2007-05-15 | 2007-08-09 |
| Rep | 期貨合約交易 | 2005-08-12 | 2007-08-09 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-08-12 | 2007-08-09 |
已採集記錄中暫無金管局登記。