| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2017-08-30 | 2023-05-08 |
| RO | 提供資產管理 | 2017-08-30 | 2023-05-08 | |
| Rep | 就證券提供意見 | 2016-10-11 | 2017-08-30 | |
| Rep | 提供資產管理 | 2015-02-18 | 2017-08-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2013-09-04 | - |
| Rep | 就證券提供意見 | 2012-05-16 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2012-02-13 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2007-06-21 | 2013-09-04 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2004-10-18 | 2007-05-18 |
已採集記錄中暫無金管局登記。