| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-04-19 | - |
| CICC US Securities (Hong Kong) Limited | RO | 證券交易 | 2013-12-23 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2012-09-28 | - |
| Rep | 證券交易 | 2004-04-06 | 2012-09-28 |