| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2007-09-04 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-08-11 | 2007-08-30 |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-21 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-12 | |
| Rep | 證券交易 | 2003-04-01 | 2004-01-26 |