| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2019-01-02 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2019-01-02 | 2024-01-23 |
| Rep | 就證券提供意見 | 2019-01-02 | 2024-01-23 | |
| Rep | 證券交易 | 2019-01-02 | 2024-01-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2015-04-16 | 2024-01-23 |
| Rep | 證券交易 | 2015-04-16 | 2024-01-23 | |
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2013-10-09 | 2015-04-14 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2011-02-23 | 2013-07-26 |
| Rep | 證券交易 | 2011-02-23 | 2013-07-26 |