| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-05-07 | 2014-10-18 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2011-11-24 | 2014-10-18 |
| Rep | 證券交易 | 2011-11-24 | 2014-10-18 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2009-12-14 | 2011-11-09 |