| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2022-10-14 | 2023-10-21 |
| RO | 證券交易 | 2022-10-14 | 2023-10-21 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2008-12-09 | 2023-10-21 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就證券提供意見 | 2007-05-18 | 2008-12-01 |
| Rep | 就機構融資提供意見 | 2004-10-04 | 2008-12-01 |