| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2006-03-28 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2005-09-30 | 2006-03-09 |
| STOCKWELL SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-07 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-07 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-07 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-07 | |
| Rep | 證券交易 | 2003-04-01 | 2005-05-18 |